Settings

CAREERS

Technical Coordinator, Investment Compliance

📁
Inv Perf / Support
📅
73635 Requisition #
Apply for Job
Share this Job
Sign Up for Job Alerts
ABOUT NORTHERN TRUST

For more than a century, Northern Trust has worked hard building our legacy of outstanding service, expertise and integrity. From a Chicago-based bank founded in 1889, we now have more than 20 international locations and 18,500 employees globally. We serve the world’s most-sophisticated clients – from sovereign wealth funds and the wealthiest individuals and families, to the most-successful hedge funds and corporate brands.

We burnished our reputation as a global leader delivering innovative investment management, asset and fund administration, fiduciary and banking solutions enabled by sophisticated, leading technology. And through it all, we continually laid a solid, forward-looking foundation on which future generations can continue growing and achieving greater.


As of September 30, 2018, Northern Trust Corporation had:

$10.8 trillion in assets under custody/administration
$8.2 trillion in assets under custody
$1.2 trillion in assets under management
$132 billion in banking assets 


ROLE OVERVIEW

Works with various investment compliance systems and manages the data elements required for various deliverables. Reviews client documentation and client schematics for completeness. Completes guideline review and sets up guidelines on compliance systems. Conducts systems testing to ensure desired output and updates data elements on a daily and monthly basis. May manage daily operational activities and supervise day-to-day work of junior level employees (but not a formal management role). 

RESPONSIBILITIES

  • Works with various investment compliance systems and manages the data elements required for various deliverables.  
  • Reviews client documentation and client schematics for completeness
  • Completes guideline review and sets up guidelines on compliance systems
  • Conducts systems testing to ensure guidelines are set up properly
  • Maintains data elements from various external sources on a daily and monthly basis. 
  • Updates compliance models due to product enhancements, parameter limit adjustments or when new investment managers are added. 
  • Maintains all regular daily, weekly and monthly systems update requirements.
  • May manage daily operational activities and supervise day-to-day work of junior level employees (but not a formal management role).

QUALIFICATIONS

  • University or College Degree
  • At least 3 to 5 years of related trust or investment industry experience. 
  • Familiarity with various investment styles, asset classes, strategies for achieving performance goals, benchmarks and investment related terminology. 
  • Familiarity with investment manager guidelines and language used in documentation.  
  • Solid working knowledge of Excel and investment systems are required to analyze data and generate client reports.
SHIFT
  • 9AM-6PM M-F

Previous Job Searches

My Profile

Create and manage profiles for future opportunities.

Go to Profile

My Submissions

Track your opportunities.

My Submissions

Similar Listings

Philippines, National Capital Region, Manila

📁 Inv Perf / Support

Requisition #: 73636

Philippines, National Capital Region, Manila

📁 Inv Perf / Support

Requisition #: 73630

Reasonable Accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If, because of a medical condition or disability, you need a reasonable accommodation for any part of the employment process, please email our HR Service Center or call 1-800-807-0302 (North America), +630-276-5353 (Asia Pacific), +44(0)207 982 4357 (Europe, Middle East and Africa) and let us know the nature of your request and your contact information.

Equal Employment Opportunity Statements
  • APAC EEO Statement
    • APAC EEO STATEMENT

      It is the policy and practice of Northern Trust to provide equal employment opportunities to all employees and applicants. Northern Trust does not discriminate on the basis of race, colour, religion or belief, nationality, ethnic or national origin, sex, marital status, sexual orientation, disability or age. All employment decisions will be made in a non-discriminatory manner in accordance with our obligations under the law and codes of practice. This includes human resources’ decisions relating to recruitment, terms and conditions of employment, transfers, promotions and access to learning and development.

  • Canada EEO Statement
    • Canada EEO STATEMENT

      Northern Trust is an Equal Opportunity Employer. Hiring and other employment decisions at Northern Trust are made without regard to race, colour, religion, sex, ancestry, national origin, ethnic origin, age, disability, citizenship, veteran status, sexual orientation, record of offences, marital status, family status, or any other characteristic protected by federal, provincial, or local law, regulation, or ordinance.

  • EMEA EEO Statement
    • EMEA EEO STATEMENT

      It is the policy and practice of Northern Trust to provide equal employment opportunities to all employees and applicants. Northern Trust does not discriminate on the basis of race, colour, religion or belief, nationality, ethnic or national origin, sex, marital status, sexual orientation, disability or age. All employment decisions will be made in a non-discriminatory manner in accordance with our obligations under the law and codes of practice. This includes human resources’ decisions relating to recruitment, terms and conditions of employment, transfers, promotions and access to learning and development.

  • USA EEO Statement
    • USA EEO STATEMENT

      It is the policy of The Northern Trust Company to afford equal opportunity in all phases of employment without regard to an individual's age, race, color, religion, creed, gender, national origin, citizenship status, marital status, pregnancy, sexual orientation, gender identity, gender expression, genetic tests and information, physical or mental disability, protected veteran status or any other legally protected status. EEO poster (U.S.)EEO is Law Poster Supplement