CAREERS

Representative, Client Servicing - Transfer Agency

📁
Operations/Securities
📅
76634 Requisition #
*Series 6 or 7 and 63 required*
 
Under direct supervision, the Client Service Representative on the Call Center team acts as a primary resource for investors, internal partners and third party contacts; regarding mutual funds, partnerships and Transfer Agency processing. The representative provides accurate and timely transaction processing, written and verbal investor communication, and exceptional client service.

The key responsibilities of the role include:.

Responds to account inquiries via in-bound phone calls and email, processes mutual fund orders, and provides general information on funds to investors and internal partners.

Responsible for following established guidelines, identifying and resolving problems, and ensuring that follow up is completed for research items.

Makes outbound calls to investors and internal partners to resolve account requests that are not in good order.

Assists in preparing investor account audits.

Knowledgeable of the core aspects and business functions of a Transfer Agency.

Develops a strong knowledge of the various business applications critical to investor and account servicing, including on-line tools.

Works well independently and effectively as a team member.

Expected to use initiative, but refer more complex problems to expert/supervisors.

Identifies service efficiency enhancements, process improvements and service delivery using creative and proactive measures.

Maintain updated knowledge of Northern Trust and Third Party fund products and services, regulatory, and compliance requirements.

About Northern Trust:

Northern Trust provides innovative financial services and guidance to corporations, institutions and affluent families and individuals globally. With 130 years of financial experience and nearly 20,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. 

Working with Us:

As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company that is committed to strengthening the communities we serve!       
         
We recognize the value of inclusion and diversity in culture, in thought, and in experience, which is why Forbes ranked us the top employer for Diversity in 2018. 

We’d love to learn more about how your interests and experience could be a fit with one of the world’s most admired and ethical companies. Build your career with us and apply today.



College or University degree and/or some relevant work experience is preferred.
Related Industry qualification/ or studying towards, is preferred
Good oral and written communication skills are required.
Basic securities industry knowledge is preferred
Analytical and problem solving skills are required.
Organizational skills are required to manage conflicting priorities and multitask functions in a fast-paced team environment.
Call Center experience is preferred, but not required.
Series 6 or 7 and 63 required. 

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Reasonable Accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If, because of a medical condition or disability, you need a reasonable accommodation for any part of the employment process, please email our HR Service Center or call 1-800-807-0302 (North America), +630-276-5353 (Asia Pacific), +44(0)207 982 4357 (Europe, Middle East and Africa) and let us know the nature of your request and your contact information.

Equal Employment Opportunity Statements
  • APAC EEO Statement
    • APAC EEO STATEMENT

      It is the policy and practice of Northern Trust to provide equal employment opportunities to all employees and applicants. Northern Trust does not discriminate on the basis of race, colour, religion or belief, nationality, ethnic or national origin, sex, marital status, sexual orientation, disability or age. All employment decisions will be made in a non-discriminatory manner in accordance with our obligations under the law and codes of practice. This includes human resources’ decisions relating to recruitment, terms and conditions of employment, transfers, promotions and access to learning and development.

  • Canada EEO Statement
    • Canada EEO STATEMENT

      Northern Trust is an Equal Opportunity Employer. Hiring and other employment decisions at Northern Trust are made without regard to race, colour, religion, sex, ancestry, national origin, ethnic origin, age, disability, citizenship, veteran status, sexual orientation, record of offences, marital status, family status, or any other characteristic protected by federal, provincial, or local law, regulation, or ordinance.

  • EMEA EEO Statement
    • EMEA EEO STATEMENT

      It is the policy and practice of Northern Trust to provide equal employment opportunities to all employees and applicants. Northern Trust does not discriminate on the basis of race, colour, religion or belief, nationality, ethnic or national origin, sex, marital status, sexual orientation, disability or age. All employment decisions will be made in a non-discriminatory manner in accordance with our obligations under the law and codes of practice. This includes human resources’ decisions relating to recruitment, terms and conditions of employment, transfers, promotions and access to learning and development.

  • USA EEO Statement
    • USA EEO STATEMENT

      It is the policy of The Northern Trust Company to afford equal opportunity in all phases of employment without regard to an individual's age, race, color, religion, creed, gender, national origin, citizenship status, marital status, pregnancy, sexual orientation, gender identity, gender expression, genetic tests and information, physical or mental disability, protected veteran status or any other legally protected status. EEO poster (U.S.)EEO is Law Poster Supplement