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Chief Compliance Officer - Mutual Funds

📁
Risk Management/Compliance
📅
71397 Requisition #
Thanks for your interest in the Chief Compliance Officer - Mutual Funds position. Unfortunately this position has been closed but you can search our 433 open jobs by clicking here.

Typically requires 10+ years of compliance and/or risk management experience in banking, asset management, or fiduciary role, including specific mutual fund compliance experience. Thorough knowledge of Investment Companies Act and related securities regulations. Demonstrated exceutive presence and Board presentation skills. Deep understanding of Business Unit activities, compliance related requirements and risk mitigation techniques, usually acquired through formal education and experience is required to manage the function. Leadership and organizational skills are required to direct the activities for multiple units. Analytical and communication skills are required to review laws/regulations and assess impact of new regulations and work with line areas to oversee and manage compliance activities. Knowledge of business strategy development is necessary to provide long term planning and to manage the profitability/performance of a major business segment. Leadership and organizational skills are required to direct the activities for the multiple units

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