CASS Specialist (Transfer Agency)
Thanks for your interest in the CASS Specialist (Transfer Agency) position.
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The key competencies of the role include:
• Experience of operating in a compliance, Audit and / or operational oversight role in providing oversight of compliance with the FCA CASS regulations, specifically CASS 7
• Knowledge of the Financial Conduct Authority’s CASS regulations and their applicability to the Asset Management industry.
• Experience working for or with a Third Party Administrator.
• An in depth understanding of Client Money and Custody Asset flows within a Transfer Agency or other Asset Management operation.
• Ability to interact effectively and influence senior management and staff at all levels.
• Experience of implementing CASS policy.
• Knowledge of other key FCA regulations – COBS and COLL – an advantage.
• Experience in production of management information reporting and/or reconciliations will also prove advantageous.
• Willingness and ability to challenge current report production methodology and offer practical suggestions for production enhancements.
• Advanced Microsoft Excel skills and ability to work with macros.
• Self-starter with ability to work under minimal supervision.
• Excellent communication skills with the ability to develop effective working relationships.
About Northern Trust
For more than a century, Northern Trust has worked hard building our legacy of outstanding service, expertise and integrity. From a Chicago-based bank founded in 1889, we now have more than 20 international locations and 18,500 employees globally. We serve the world’s most-sophisticated clients – from sovereign wealth funds and the wealthiest individuals and families, to the most-successful hedge funds and corporate brands.
We burnished our reputation as a global leader delivering innovative investment management, asset and fund administration, fiduciary and banking solutions enabled by sophisticated, leading technology. And through it all, we continually laid a solid, forward-looking foundation on which future generations can continue growing and achieving greater.
Northern Trust proudly cultivates a diverse workforce, to serve our diverse client base. We strongly believe that diversity of experience contributes to a broader collective perspective that will consistently lead to a better company. We encourage applications from the best regardless of ethnicity, gender, gender identity, age, nationality, disability, sexual orientation, education, socio-economic background, parental and caring status, or religion.
As of September 30, 2018, Northern Trust Corporation had:
• $10.8 trillion in assets under custody/administration
• $8.2 trillion in assets under custody
• $1.2 trillion in assets under management
• $132 billion in banking assets
This role is open to flexible working arrangement, which can be one day per week working from home or flexible schedule.
