CASS Specialist (Transfer Agency)
Thanks for your interest in the CASS Specialist (Transfer Agency) position.
Unfortunately this position has been closed but you can search our 519 open jobs by clicking here.
The key competencies of the role include:
• Experience of operating in a compliance, Audit and / or operational oversight role in providing oversight of compliance with the FCA CASS regulations, specifically CASS 7
• Knowledge of the Financial Conduct Authority’s CASS regulations and their applicability to the Asset Management industry.
• Experience working for or with a Third Party Administrator.
• An in depth understanding of Client Money and Custody Asset flows within a Transfer Agency or other Asset Management operation.
• Ability to interact effectively and influence senior management and staff at all levels.
• Experience of implementing CASS policy.
• Knowledge of other key FCA regulations – COBS and COLL – an advantage.
• Experience in production of management information reporting and/or reconciliations will also prove advantageous.
• Willingness and ability to challenge current report production methodology and offer practical suggestions for production enhancements.
• Advanced Microsoft Excel skills and ability to work with macros.
• Self-starter with ability to work under minimal supervision.
• Excellent communication skills with the ability to develop effective working relationships.
About Northern Trust
For more than a century, Northern Trust has worked hard building our legacy of outstanding service, expertise and integrity. From a Chicago-based bank founded in 1889, we now have more than 20 international locations and 18,500 employees globally. We serve the world’s most-sophisticated clients – from sovereign wealth funds and the wealthiest individuals and families, to the most-successful hedge funds and corporate brands.
We burnished our reputation as a global leader delivering innovative investment management, asset and fund administration, fiduciary and banking solutions enabled by sophisticated, leading technology. And through it all, we continually laid a solid, forward-looking foundation on which future generations can continue growing and achieving greater.
Northern Trust proudly cultivates a diverse workforce, to serve our diverse client base. We strongly believe that diversity of experience contributes to a broader collective perspective that will consistently lead to a better company. We encourage applications from the best regardless of ethnicity, gender, gender identity, age, nationality, disability, sexual orientation, education, socio-economic background, parental and caring status, or religion.
As of September 30, 2018, Northern Trust Corporation had:
• $10.8 trillion in assets under custody/administration
• $8.2 trillion in assets under custody
• $1.2 trillion in assets under management
• $132 billion in banking assets
This role is open to flexible working arrangement, which can be one day per week working from home or flexible schedule.
